WebJul 15, 2014 · On June 19, 2014, the Ontario Securities Commission (OSC) released Staff Notice 33-743 -Guidance on Sales Practices and Expense Allocation for… WebThe Ontario Securities Commission released OSC Staff Notice 33-749 Annual Summary Report for Dealers, Advisers and Investment Fund Managers on August 23, 2024 (Staff Notice).. The Staff Notice included, at Part 1.3, a review of the recent activities of the OSC LaunchPad. The LaunchPad is actively engaged with novel fintech businesses providing …

OSC 2024 Annual Report for Registrants: 10 Take-Aways

WebAug 31, 2024 · OSC’s CRR Branch Publishes its Annual Report on Registrants AUM Law Canada August 31 2024 On August 10, 2024, staff of the Compliance and Registrant Regulation (CRR) Branch at the Ontario... WebJan 6, 2024 · On December 10, 2024, the Canadian Securities Administrators (CSA) published guidance under Staff Notice 55-317 – Automatic Securities Disposition Plans (Staff Notice) for issuers and insiders on the establishment, use and disclosure of automatic securities disposition plans (ASDPs or Plans). The Staff Notice was developed further to … cantonment jail

33-749 OSC

WebAug 29, 2024 · The Ontario Securities Commission released OSC Staff Notice 33-749 – Annual Summary Report for Dealers, Advisers and Investment Fund Managers on August 23, 2024 (OSC Staff Notice). In the OSC Staff Notice, OSC staff identified that some investment fund managers (IFMs) have outsourced fund administration functions … WebThe Ontario Securities Commission today published OSC Staff Notice 33-749 Annual Summary Report for Dealers, Advisers and Investment Fund Managers, which highlights … WebThe rate caps included in SB 1549 will reduce access to critical temporary staffing resources as agencies avoid Oregon in favor of other states. cantonment varanasi hotels list